Compliance Associate

Location
New York City, United States
Date Posted June 7, 2021
Category Administrative
Job Type Direct Hire

Description

Our client is an impressive asset management firm and they are seeking a Compliance Associate to join their team.

 

This position is currently remote and beginning mid-September this position will be in-person and onsite in their brand new office!

 

Job Details

  • Reports to General Counsel, Chief Compliance Office and COO
  • Open new funds and counterparty accounts
  • Assist tracking and execution of fund documents and counterparty agreements
  • Assemble required certifications
  • Lots of document management, record keeping, and database management
  • Create and Maintain checklists for team workflow
  • Work with HR department
  • Heavy interaction with firm executives, managers, and employees across all departments
  • Handle confidential information
  • Operational tasks and ad hoc projects related to workflows
  • Ongoing management of multiple tasks and priorities
  • Compensation related to experience: $70-90k
  • Excellent Benefits Package: Medical, Vision, Dental, Life Insurance, Dependent Care, 401k, and more!

 

Qualifications

  • 1 - 3 years of work experience
  • BS in Finance / Economics or Liberal Arts degree; strong academic record and GPA required
  • Excellent proficiency of Excel and Word
  • Experienced working with confidential information; use of discretion
  • Ability to manage multiple tasks and priorities concurrently
  • Strong interpersonal skills
  • Document Contract work is a bonus
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