Compliance Associate

New York City, United States
Date Posted June 7, 2021
Category Administrative
Job Type Direct Hire


Our client is an impressive asset management firm and they are seeking a Compliance Associate to join their team.


This position is currently remote and beginning mid-September this position will be in-person and onsite in their brand new office!


Job Details

  • Reports to General Counsel, Chief Compliance Office and COO
  • Open new funds and counterparty accounts
  • Assist tracking and execution of fund documents and counterparty agreements
  • Assemble required certifications
  • Lots of document management, record keeping, and database management
  • Create and Maintain checklists for team workflow
  • Work with HR department
  • Heavy interaction with firm executives, managers, and employees across all departments
  • Handle confidential information
  • Operational tasks and ad hoc projects related to workflows
  • Ongoing management of multiple tasks and priorities
  • Compensation related to experience: $70-90k
  • Excellent Benefits Package: Medical, Vision, Dental, Life Insurance, Dependent Care, 401k, and more!



  • 1 - 3 years of work experience
  • BS in Finance / Economics or Liberal Arts degree; strong academic record and GPA required
  • Excellent proficiency of Excel and Word
  • Experienced working with confidential information; use of discretion
  • Ability to manage multiple tasks and priorities concurrently
  • Strong interpersonal skills
  • Document Contract work is a bonus
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